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Post-market surveillance under MDR and IVDR - requirements and best practices

With the new European medical device legislation, the post-market surveillance (PMS) requirements outlined in the Medical Device Regulation (MDR) and In Vitro Diagnostic Regulation (IVDR) have taken center stage. Manufacturers now face an enhanced focus on continuous monitoring, reporting, and improvement of their products throughout their lifecycle.


The MDR and IVDR have significantly elevated the expectations and obligations surrounding post-market activities. Beyond mere compliance, these regulations underscore the importance of proactively ensuring the safety, performance, and effectiveness of medical devices in real-world scenarios.

Key requirements

Under the new regulations, manufacturers are required to establish robust post-market surveillance systems, regardless of the classes and types of their medical devices. This involves:

  • Implementing systems for the continuous collection and analysis of data related to device performance and safety.
  • Identifying and assessing trends, including any emerging risks or opportunities for device improvement.
  • Submitting periodic safety update reports (PSURs) for class IIa, IIb, and III devices, ensuring timely communication with competent authorities.
  • Preparing Post market surveillance reports for class I medical devices
  • Establishing effective mechanisms for collecting feedback from users, healthcare professionals, and other relevant stakeholders.
  • Conducting PMCF studies to gather additional clinical evidence when necessary for ongoing device assessment.

Key post-market surveillance documents

While every medical device company has the flexibility to organize its Post-Market Surveillance (PMS) documentation in a way that suits its unique needs, having a general framework can be immensely beneficial. Below is an example list of documents that companies may find useful for structuring their PMS activities. This can be customized and expanded based on the specific characteristics and requirements of each medical device. The goal is to create a comprehensive yet adaptable documentation system that ensures ongoing vigilance, risk management, and compliance.

  1. PMS Plan outlining the overall strategy and approach for post-market surveillance activities.
  2. PMS procedures detailing the step-by-step processes and responsibilities for conducting post-market surveillance.
  3. Incident reporting procedures defining the processes for reporting incidents, adverse events, or potential risks associated with the medical device.
  4. Complaint handling procedure describing the process for receiving, documenting, and addressing product complaints from users or customers.
  5. Periodic Safety Update Reports (PSUR, for class IIa and higher) summarizing the safety and performance data of the medical device at regular intervals.
  6. Field Safety Corrective Actions (FSCA) Reports documenting actions taken to address safety issues or non-compliance with the device.
  7. Communication strategy outlining how the organization communicates with regulatory authorities, notified bodies, and other stakeholders regarding post-market activities.
  8. CAPA (Corrective and Preventive Actions) documentation detailing corrective actions taken in response to identified issues and outlining preventive measures.
  9. Regulatory compliance reports summarizing how the organization complies with relevant regulatory requirements in post-market activities.
  10. Notified Body communication records documenting interactions and communications with the notified body, including submissions and responses.
  11. Audit reports summarizing the findings and recommendations from internal and external audits of the post-market surveillance system.
  12. Records of PMS meetings documenting minutes and outcomes of meetings related to post-market surveillance, including decision-making processes.
  13. PMS summary reports summarizing the overall findings and outcomes of post-market surveillance activities for review by relevant stakeholders.
  14. Any other quality system records related to the collection of post-marketing information.

Best practices for implementation

Successful implementation of PMS system goes beyond regulatory compliance. It entails adopting a proactive stance, recognizing it as a strategic tool for refining product performance.

The integration of post-market surveillance into the broader quality management system is crucial. This ensures a holistic approach to product lifecycle management, where surveillance becomes an integral part of overall product strategy.

Modern technologies play a pivotal role. Leveraging data analytics provides meaningful insights from post-market data, facilitating informed and prompt decision-making for enhanced product outcomes.

Communication is key. Establishing transparent and efficient channels with competent authorities, notified bodies, and stakeholders fosters a collaborative environment that benefits all parties involved.

Moreover, success lies in cultivating a culture of continuous improvement. Insights gleaned from post-market surveillance activities should not only meet regulatory standards but should be catalysts for an ongoing enhancement process, aligning the organization with evolving market dynamics.

As medical device manufacturers adapt to the MDR and IVDR landscape, a robust post-market surveillance strategy is not just a regulatory necessity but a cornerstone for ensuring patient safety and product success. By understanding and embracing the requirements and best practices outlined in these regulations, manufacturers can cope with the complexities of post-market surveillance with confidence.

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Post-market surveillance under MDR and IVDR - requirements and best practices

With the new European medical device legislation, the post-market surveillance (PMS) requirements outlined in the Medical Device Regulation (MDR) and In Vitro Diagnostic Regulation (IVDR) have taken center stage. Manufacturers now face an enhanced focus on continuous monitoring, reporting, and improvement of their products throughout their lifecycle.


The MDR and IVDR have significantly elevated the expectations and obligations surrounding post-market activities. Beyond mere compliance, these regulations underscore the importance of proactively ensuring the safety, performance, and effectiveness of medical devices in real-world scenarios.

Key requirements

Under the new regulations, manufacturers are required to establish robust post-market surveillance systems, regardless of the classes and types of their medical devices. This involves:

  • Implementing systems for the continuous collection and analysis of data related to device performance and safety.
  • Identifying and assessing trends, including any emerging risks or opportunities for device improvement.
  • Submitting periodic safety update reports (PSURs) for class IIa, IIb, and III devices, ensuring timely communication with competent authorities.
  • Preparing Post market surveillance reports for class I medical devices
  • Establishing effective mechanisms for collecting feedback from users, healthcare professionals, and other relevant stakeholders.
  • Conducting PMCF studies to gather additional clinical evidence when necessary for ongoing device assessment.

Key post-market surveillance documents

While every medical device company has the flexibility to organize its Post-Market Surveillance (PMS) documentation in a way that suits its unique needs, having a general framework can be immensely beneficial. Below is an example list of documents that companies may find useful for structuring their PMS activities. This can be customized and expanded based on the specific characteristics and requirements of each medical device. The goal is to create a comprehensive yet adaptable documentation system that ensures ongoing vigilance, risk management, and compliance.

  1. PMS Plan outlining the overall strategy and approach for post-market surveillance activities.
  2. PMS procedures detailing the step-by-step processes and responsibilities for conducting post-market surveillance.
  3. Incident reporting procedures defining the processes for reporting incidents, adverse events, or potential risks associated with the medical device.
  4. Complaint handling procedure describing the process for receiving, documenting, and addressing product complaints from users or customers.
  5. Periodic Safety Update Reports (PSUR, for class IIa and higher) summarizing the safety and performance data of the medical device at regular intervals.
  6. Field Safety Corrective Actions (FSCA) Reports documenting actions taken to address safety issues or non-compliance with the device.
  7. Communication strategy outlining how the organization communicates with regulatory authorities, notified bodies, and other stakeholders regarding post-market activities.
  8. CAPA (Corrective and Preventive Actions) documentation detailing corrective actions taken in response to identified issues and outlining preventive measures.
  9. Regulatory compliance reports summarizing how the organization complies with relevant regulatory requirements in post-market activities.
  10. Notified Body communication records documenting interactions and communications with the notified body, including submissions and responses.
  11. Audit reports summarizing the findings and recommendations from internal and external audits of the post-market surveillance system.
  12. Records of PMS meetings documenting minutes and outcomes of meetings related to post-market surveillance, including decision-making processes.
  13. PMS summary reports summarizing the overall findings and outcomes of post-market surveillance activities for review by relevant stakeholders.
  14. Any other quality system records related to the collection of post-marketing information.

Best practices for implementation

Successful implementation of PMS system goes beyond regulatory compliance. It entails adopting a proactive stance, recognizing it as a strategic tool for refining product performance.

The integration of post-market surveillance into the broader quality management system is crucial. This ensures a holistic approach to product lifecycle management, where surveillance becomes an integral part of overall product strategy.

Modern technologies play a pivotal role. Leveraging data analytics provides meaningful insights from post-market data, facilitating informed and prompt decision-making for enhanced product outcomes.

Communication is key. Establishing transparent and efficient channels with competent authorities, notified bodies, and stakeholders fosters a collaborative environment that benefits all parties involved.

Moreover, success lies in cultivating a culture of continuous improvement. Insights gleaned from post-market surveillance activities should not only meet regulatory standards but should be catalysts for an ongoing enhancement process, aligning the organization with evolving market dynamics.

As medical device manufacturers adapt to the MDR and IVDR landscape, a robust post-market surveillance strategy is not just a regulatory necessity but a cornerstone for ensuring patient safety and product success. By understanding and embracing the requirements and best practices outlined in these regulations, manufacturers can cope with the complexities of post-market surveillance with confidence.

Further reading

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info@mdrc-services.com

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