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Clinical evaluation for class I medical devices: process, challenges, and examples

Introduction

Clinical evaluation is a fundamental requirement for medical devices under the medical device regulation (MDR) (EU) 2017/745, ensuring that all devices placed on the market meet safety and performance standards. For class I devices, which are considered low risk, the clinical evaluation process is streamlined compared to higher-risk classifications, but it remains an essential regulatory step. This article explores the clinical evaluation process for class I medical devices, its challenges, and examples.

Clinical evaluation requirements under MDR

MDR requires manufacturers of all medical devices to conduct a clinical evaluation, regardless of risk class. Clinical evaluation for class I devices follows the same structured approach as higher-risk devices but is often less complex due to the well-established nature of many class I products. The key steps include:

  • Literature review – Instead of conducting clinical investigations, manufacturers typically rely on existing scientific literature, clinical data from similar devices, and post-market data to demonstrate conformity with general safety and performance requirements (GSPRs).
  • Equivalence justification – If the device is similar to existing, well-established products, manufacturers may demonstrate equivalence with those devices and reference their clinical data.
  • Post-market surveillance (PMS) and PMCF – Manufacturers must continue to collect and evaluate clinical data through post-market surveillance (PMS), including post-market clinical follow-up (PMCF) when necessary.
  • Risk assessment integration – The findings from clinical evaluation feed into the risk management file, ensuring that any identified risks are adequately mitigated.

Challenges in clinical evaluation for class I devices

Despite their low-risk classification, manufacturers of class I devices face several challenges in clinical evaluation, including:

  • Demonstrating sufficient clinical evidence – As clinical investigations are usually unnecessary for well-established devices, manufacturers must ensure that literature review and equivalence data provide robust evidence of safety and performance.
  • Regulatory expectations – MDR places stringent documentation requirements on clinical evaluations, meaning even low-risk devices must have a well-structured clinical evaluation report (CER).
  • Post-market data collection – Continuous monitoring through PMS and PMCF is crucial, even for simple devices, to confirm ongoing compliance with safety and performance standards.

Example 1: adhesive bandages / medical plasters

Medical plasters also known as adhesive bandages, a class I non-sterile medical device, is an example of a device where clinical evaluation is primarily based on literature review and post-market data. Since these products have been on the market for decades with a well-documented safety profile, the evaluation focuses on confirming their continued safety and performance.

Key aspects of the clinical evaluation for classic medical plasters include:

  • Identifying potential risks, such as minor skin reactions (e.g., irritation, dermatitis).
  • Reviewing existing literature and historical market data to confirm no significant safety concerns.
  • Conducting a PMS review, which showed no reported adverse events over many years of market presence.
  • Justifying the absence of instructions for use (IFU), as per MDR annex I, chapter III, para 23.1(d), due to the intuitive and well-known nature of the product.

Example 2: reusable surgical instruments

A reusable scalpel handle is another example of a class I medical device. Since it is a low-risk, non-invasive instrument, clinical evaluation would typically include:

  • Equivalence justification with similar stainless steel scalpel handles that have been used in clinical practice for decades.
  • Review of material safety (e.g., stainless steel biocompatibility data).
  • PMS data to ensure no significant incidents have been reported.
  • A risk management file that includes considerations for cleaning, sterilization, and repeated use.

Conclusion

Clinical evaluation for class I devices is a critical yet manageable regulatory requirement under MDR. While these devices do not typically require clinical investigations, manufacturers must provide sufficient clinical evidence through literature review, equivalence justification, and post-market data. Adhesive plasters and reusable surgical instruments are examples where well-documented safety records and compliance with harmonized standards allow manufacturers to demonstrate conformity efficiently. With a robust clinical evaluation and ongoing PMS, class I devices can maintain their safety and performance in line with MDR requirements.

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CE-marking process under MDR

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MDR checklist
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Clinical evaluation for class I medical devices: process, challenges, and examples

Introduction

Clinical evaluation is a fundamental requirement for medical devices under the medical device regulation (MDR) (EU) 2017/745, ensuring that all devices placed on the market meet safety and performance standards. For class I devices, which are considered low risk, the clinical evaluation process is streamlined compared to higher-risk classifications, but it remains an essential regulatory step. This article explores the clinical evaluation process for class I medical devices, its challenges, and examples, including adhesive plasters.

Clinical evaluation requirements under MDR

MDR requires manufacturers of all medical devices to conduct a clinical evaluation, regardless of risk class. Clinical evaluation for class I devices follows the same structured approach as higher-risk devices but is often less complex due to the well-established nature of many class I products. The key steps include:

  • Literature review – Instead of conducting clinical investigations, manufacturers typically rely on existing scientific literature, clinical data from similar devices, and post-market data to demonstrate conformity with general safety and performance requirements (GSPRs).
  • Equivalence justification – If the device is similar to existing, well-established products, manufacturers may demonstrate equivalence with those devices and reference their clinical data.
  • Post-market surveillance (PMS) and PMCF – Manufacturers must continue to collect and evaluate clinical data through post-market surveillance (PMS), including post-market clinical follow-up (PMCF) when necessary.
  • Risk assessment integration – The findings from clinical evaluation feed into the risk management file, ensuring that any identified risks are adequately mitigated.

Challenges in clinical evaluation for class I devices

Despite their low-risk classification, manufacturers of class I devices face several challenges in clinical evaluation, including:

  • Demonstrating sufficient clinical evidence – As clinical investigations are usually unnecessary for well-established devices, manufacturers must ensure that literature review and equivalence data provide robust evidence of safety and performance.
  • Regulatory expectations – MDR places stringent documentation requirements on clinical evaluations, meaning even low-risk devices must have a well-structured clinical evaluation report (CER).
  • Post-market data collection – Continuous monitoring through PMS and PMCF is crucial, even for simple devices, to confirm ongoing compliance with safety and performance standards.

Example 1: adhesive bandages / medical plasters

Medical plasters also known as adhesive bandages, a class I non-sterile medical device, is an example of a device where clinical evaluation is primarily based on literature review and post-market data. Since these products have been on the market for decades with a well-documented safety profile, the evaluation focuses on confirming their continued safety and performance.

Key aspects of the clinical evaluation for classic medical plasters include:

  • Identifying potential risks, such as minor skin reactions (e.g., irritation, dermatitis).
  • Reviewing existing literature and historical market data to confirm no significant safety concerns.
  • Conducting a PMS review, which showed no reported adverse events over many years of market presence.
  • Justifying the absence of instructions for use (IFU), as per MDR annex I, chapter III, para 23.1(d), due to the intuitive and well-known nature of the product.

Example 2: reusable surgical instruments

A reusable scalpel handle is another example of a class I medical device. Since it is a low-risk, non-invasive instrument, clinical evaluation would typically include:

  • Equivalence justification with similar stainless steel scalpel handles that have been used in clinical practice for decades.
  • Review of material safety (e.g., stainless steel biocompatibility data).
  • PMS data to ensure no significant incidents have been reported.
  • A risk management file that includes considerations for cleaning, sterilization, and repeated use.

Conclusion

Clinical evaluation for class I devices is a critical yet manageable regulatory requirement under MDR. While these devices do not typically require clinical investigations, manufacturers must provide sufficient clinical evidence through literature review, equivalence justification, and post-market data. Adhesive plasters and reusable surgical instruments are examples where well-documented safety records and compliance with harmonized standards allow manufacturers to demonstrate conformity efficiently. With a robust clinical evaluation and ongoing PMS, class I devices can maintain their safety and performance in line with MDR requirements.

Further reading

CE-Certificate vs. EC-Certificate

Basic UDI-DI (bUDI) - what is it, where to obtain it, and what to do with it

EUDAMED registration - a brief guide

Contract with the Authorised Representative in the European Union (Authorised Representative Mandate)

GSPR – General Safety and Performance Requirements for medical devices in the European Union

How to obtain CE marking for medical software under the EU MDR or IVDR?

Technical documentation for Medical Device Software in the EU

IEC 62304 - the pivotal standard for software medical devices

Medical Device Regulation (MDR) - basics

ISO and IEC standards for medical device software

Clinical Evaluation, PMCF, and PMS in Medical Device Lifecycle

Notified Bodies and their role in certification of medical devices

What is NANDO and why medical device companies should know about it?

Labeling and UDI requirements for medical devices in the EU

Understanding the roles of Authorised Representatives and Importers under MDR/IVDR

MDR implementation - challenges and solutions

Post-market surveillance under MDR and IVDR - requirements and best practices

Notified Body audit - a manufacturer's guide

Risk management plan - guide for medical device companies

Should my medical device comply with GDPR?

EC-certificate for a medical device - Q&A

How long does it take to CE-mark a medical device?

What is a PRRC?

Essential requirements for importers and distributors under MDR and IVDR

Language requirements for IFUs and labels under the MDR and IVDR

Legal Manufacturer and Original Equipment Manufacturer in medical devices

How to structure a PRRC contract for effective compliance

How to Create a Declaration of Conformity According to MDR or IVDR

All articles >>

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Useful information

CE-Certificate vs. EC-Certificate

Basic UDI-DI (bUDI)

EUDAMED registration - a brief guide

Authorised Representative Mandate

GSPR – General Safety and Performance Requirements

How to obtain CE marking for medical software under the EU MDR or IVDR?

Technical documentation for Medical Device Software in the EU

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